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Department of Medicine, Baylor College of Medicine, Houston, Texas 77030
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ABSTRACT |
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We
developed an in vitro preparation to investigate shape and stress
distribution in the intact rat diaphragm. Our hypothesis was that the
diaphragm is anisotropic with smaller compliance in transverse fiber
direction than along fibers, and therefore shape change may be small.
After the animals were killed (8 rats), the entire diaphragm was
excised and fixed into a mold at the insertions. Oxygenated
Krebs-Ringer solution was circulated under the diaphragm and perfused
over its surface. A total of 20-23 small markers were sutured on
the diaphragm surface. At transdiaphragmatic pressure (Pdi)
of 3-15 cmH2O, curvature was smaller in transverse direction than along fibers. Using finite element analysis we computed
membrane tension. At Pdi of 15 cmH2O, tension
in central tendon was larger than muscle. In costal region maximum
principal tension (
1) is essentially along the fibers
and ranged from 6-10 g/cm. Minimum principal tension
(
2) was 0.3-4 g/cm. In central tendon,
1 was 10-15 g/cm, compared with 4-10 g/cm for
2. The diaphragm was considerably stiffer in transverse
fiber direction than along the fibers.
respiratory muscle mechanics; finite element modeling; in vitro mechanics; membrane mechanics.
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INTRODUCTION |
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THE DIAPHRAGM HAS A CURVED shape, which is vital for converting muscle tension into transdiaphragmatic pressure (Pdi) and muscle shortening into volume displacement. Knowledge of the quantitative relationships among tension, muscle length, shape, and Pdi is important for understanding diaphragm mechanics. The bulk of our knowledge on in vitro muscle mechanics of the diaphragm comes from observations on uniaxial length-tension relationships; for example, McCully and Faulkner (11) measured passive and active uniaxial length-tension relationships. However, in vivo the diaphragm is under pressure loading and therefore is subjected to biaxial rather than uniaxial loads. That is, the diaphragm experiences loads both along and transverse to the direction of the fibers. Therefore, data from uniaxial loading cannot be extrapolated to analyze accurately physiological behavior of the intact diaphragm, and the data available on the mechanical properties of the diaphragm muscle under passive biaxial loading are limited (1, 17). Understanding the complex geometry and mechanics of the intact diaphragm is crucial to understanding its physiological function. In particular, a realistic shape of the diaphragm subjected to physiological pressures was crucial to compute tension distribution in the diaphragm. Knowledge of tension distribution and regional muscle length changes can be used in determining regional length-tension relationships.
In this study, we tested the hypothesis that diaphragm muscle is anisotropic with smaller stiffness in the fiber direction than transverse to the fibers and therefore tension distribution is nonuniform, whereas shape change is restricted across physiological ranges of Pdi. We developed in vitro preparations of both the intact and the excised rat diaphragm to investigate relationships among tension distribution, Pdi, shape, and muscle length. We report the length-tension relationship of the intact rat diaphragm muscle and the length-tension relationship of the excised muscle under uniaxial loading conditions. We also report the three-dimensional shape of the passive diaphragm in vitro under different Pdi. Finally, we computed the stress distribution in the pressurized membrane of the passive diaphragm using finite element analysis.
We found that the diaphragm muscle sheet is less compliant and considerably less extensible in the direction transverse to the muscle fibers than in the direction along the fibers. We also found that the intact diaphragm is less extensible during pressure loading than those muscle sheets loaded uniaxially along the fibers. Tension in the diaphragm was nonuniform, and the central tendon experienced tension that was generally larger than those measured in the muscular portion. Furthermore, tension in the muscle was greater along the fibers than transverse to the fibers.
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METHODS |
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Muscle preparation. Eight male Sprague-Dawley rats (250-300 g) were maintained according to the National Institute of Health Guide for the Care and Use of Laboratory Animals, and the protocol was approved in advance by the Institutional Review Board of Baylor College of Medicine. The rats were anesthetized with intraperitoneal injection of pentobarbital sodium (40 mg/kg) followed by intramuscular injection of ketamine (35 mg/kg). Each animal was tracheostomized and mechanically ventilated with 100% O2 during surgical removal of the diaphragm. The diaphragm was removed intact with associated ribs and a portion of the lumbar spine and placed in Krebs-Ringer solution (containing, in mM, 137 NaCl, 5 KCl, 2 CaCl2, 1 MgSO4, 1 NaH2PO4, and 24 NaHCO3) equilibrated with 95% O2-5% CO2 (pH 7.18 at 23°C). Nondiaphragm tissue was trimmed in Krebs-Ringer solution after excision.
A schematic of the preparation is shown in Fig. 1. The muscle mold and fluid chamber are detachable components located within the fluid overflow chamber. Ligatures were used to close blood vessel and esophageal openings, and with the thoracic surface facing upward, the preparation was attached to a Plexiglas frame by applying cyanoacrylate glue to the exterior surface of the excised ribs and spine. The frame with the attached diaphragm was clamped to a platform containing circulation fluid ports and a pressure gauge port. A variable speed pump controlled a continuous flow of oxygenated, buffered Krebs-Ringer solution, a fraction of which was diverted to wet continuously the thoracic surface of the diaphragm. The diaphragm was subjected to different pressures by restricting Krebs-Ringer solution outflow from the bottom chamber of the mold, and pressures were measured using a transducer (TransPac) and recorded on a calibrated strip chart.
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8-10 s. During formal data acquisition pressure within the
fluid chamber was increased to a maximum of 17 cmH2O and
then a deflation-length relationship was acquired at Pdi of
15, 12.5, 10, 8, 4, 3, and 1 cmH2O; 2 min were allotted for
equilibration at each pressure before images were acquired.
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Measurements of length-tension relationships.
Costal hemidiaphragms from three rats of the Sprague-Dawley
strain (weight 170-195 g, and
1 mo old) were used in these
experiments. After the rats were anesthetized and the left
hemidiaphragm was excised, muscle was quickly submerged in Krebs-Ringer
solution bubbled with 95% O2-5% CO2 at
25°C. Muscles were placed in a biaxial in vitro apparatus. Along each
of two orthogonal axes forces were measured by a force transducer. Two
pairs of surgical silk thread markers were sutured along two
neighboring fibers, one pair along each fiber, on the abdominal side of
the midcostal region. The four markers formed a square whose sides were
aligned either parallel or perpendicular to the two orthogonal axes of
the biaxial system. The muscle was clamped along both axes, and each
axis was driven by micrometer to lengthen passively and shorten the
muscle. Force data were collected at a sample rate of 10 Hz using a
data acquisition board (model Lab-PC-1200/AI, National Instruments) and
LabVIEW software (v 5.0) and analyzed. Displacement of the position
markers was recorded (Sony SLV-620HF) using a CCTV type camera (HV-7200 by Hitachi). The recorded video was digitally captured (Captivator PC
by VideoLogic) at a sample rate of 1 Hz and analyzed using Image Tool
(v 2.0). Two-dimensional coordinates were obtained for each marker, and
displacement was computed using MATLAB (v 5.2) software. To compute the
length-tension relationship, muscles were lengthened and shortened
along as well as transverse to the fibers. Muscles were passively
lengthened from unstressed length (
0.68 Lo)
to about 1.1-1.2 Lo, where
Lo is optimal muscle length or the length at
which twitch force is maximal. Muscles were then passively shortened
until passive force was negligible.
Lo.
Absolute length of the midcostal diaphragm at Lo
was determined using fiber bundles isolated from 10 Sprague-Dawley rats
weighing
267 g. Each rat was anesthetized via intraperitoneal
injection of pentobarbital sodium (40 mg/kg) followed by intramuscular
injection of ketamine (35 mg/kg). The rat was then tracheostomized and
mechanically ventilated using 100% O2 during surgical
removal of the left hemidiaphragm. Within 5-10 s after severing
vascular connections, the muscle was rinsed in oxygenated Krebs-Ringer
solution and placed in a dissection dish at room temperature. A muscle
fiber bundle inserting on the 8th or 9th ribs was dissected from the
lateral costal region and placed in a muscle bath containing 0.025-mM
D-tubocurarine chloride in Krebs-Ringer solution at 25°C
through which 95% O2-5% CO2 bubbled
continuously. This fiber bundle was secured between platinum-plate
stimulating electrodes (4 × 37 mm) by use of 2-0 silk
suture. The central tendon was tied to a rigid support in the bath, and
the rib was tied to an isometric force transducer (Grass FT-03D)
mounted on a micrometer by which muscle length could be adjusted.
Transducer output was amplified and displayed on a storage oscilloscope
from which force was recorded. Muscle was stimulated directly by the
use of supramaximal current density (550 mA at 140 V) and a pulse
duration of 0.2 ms. Muscle length was adjusted to
Lo, whereupon length and width were measured. The bundle was then trimmed of bone and connective tissue, blotted dry,
and weighed. Bundle cross-sectional area was computed using the methods
described by Close (6). It is important to note that
optimal twitch length is about 5% longer than optimal tetanic length
(15).
Unstressed diaphragm thickness. To compute regional stress in the diaphragm we measured regional thickness of unstressed muscles from three Sprague-Dawley rats (weighing 257 ± 4 g). Each rat was anesthetized, tracheostomized, and mechanically ventilated with 100% O2 during surgical removal of the intact diaphragm. Bundles were excised from the ventral, middle, and dorsal regions of the left and right costal hemidiaphragm as well as the crural diaphragm (see Fig. 6A). The excised bundles were placed in a bath with continuously circulating Krebs-Ringer solution bubbled with 95% O2-5% CO2. Muscle thickness was estimated by dividing bundle weight by the product of the bundle length times the bundle width (1.8 mm) times muscle density (1.06 g/cm3).
Global shape, local curvature, and local stress.
To compute diaphragm shape all markers on a pressurized diaphragm,
including the ones near the insertion on the chest wall, were fitted to
a best-fit plane (the 
plane) by minimizing the sum of the
squares of the perpendicular distances between the marker locations and
the 
plane. A new coordinate system 

was determined, in
which the
and
axes were in the best-fit plane, and the
axis
was normal to the 
plane. Positions of the markers in the


coordinate system were computed. The global shapes were
determined using a two-dimensional spline technique such that
= g(
,
) (18). To compute local curvature and
stresses in the midcostal region of the diaphragm three neighboring
curved lines in the midcostal region along the fitted surface of the left hemidiaphragm were used to compute the two principal curvatures of
the surface for that local region. The shape of this local region
matched closely that of a cylinder with maximum principal direction of
curvature nearly in the direction of the muscle fibers and a small
curvature in the transverse fiber direction. Curvature was computed in
the plane of maximum curvature, and maximum principal tension
(
1) was computed from the Laplace equation using maximum curvature, applied Pdi, and membrane thickness. We
validated the accuracy of our system by measuring two principal
curvatures of a cylinder of known dimensions. We digitized markers on
the cylinder using a personal computer-based marker tracking system.
Three-dimensional coordinates of the markers were determined and fitted
to a theoretical surface using the spline technique, and markers along
the principal curvature were fitted to a circle in the plane of maximum
curvature. The fitted radius of the cylinder was 1.045 cm, compared
with the actual radius of 1.00 cm.
Finite element modeling.
The muscular portion and the central tendon of the diaphragm were
assumed to act as a membranous structure. Therefore, we modeled the
passive diaphragm using membrane theory, and we used membrane elements
STIF41 in the ANSYS software to generate the finite element model of
the diaphragm. The finite element used in this analysis was a
three-dimensional element having membrane (in-plane) stiffness but no
bending (out-of-plane) stiffness. The boundary of the membrane model
simulated the insertion of the diaphragm on the rib cage. Nodal points
that lay at the edge of the membrane models were restrained to zero
translational displacements. Each element had three degrees of freedom
at each node corresponding to translations in the
,
, and
directions, and element geometry was described in terms of the global
coordinates for 

ni for n = 1-4 and i = 1-3 of the four points. Tension distribution
within the diaphragm was computed from the knowledge of the shape and applied pressure (10). A very stiff isotropic membrane was
used to model both muscle and central tendon (Young's modulus = 1 × 104 cmH2O), and maximum displacement
of any point on the model was less than 1 × 10
3 mm.
Membrane thickness was assumed to be uniformly 1 mm, which is about the
same thickness as that of the unloaded left midcostal fiber bundle.
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RESULTS |
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The orientations of the best-fit planes to the markers at
different pressures were essentially the same, indicating that the predominant displacement of the diaphragm is in the direction perpendicular to the best-fit plane of the markers. In other words, the
predominant displacement is in the
direction, perpendicular to the

plane, which is parallel to the plane of insertion on the chest
wall. Contours that describe passive diaphragm shape when loaded with a
Pdi of 0.2 P0, 0.4 P0, and
P0, where P0 is about 15 cmH2O, are
shown for a representative muscle in Fig. 3. The diaphragm is
viewed from the thoracic side, and the axes indicate the distance of
markers in centimeters from the center of the diaphragm. The most
cephalic region of the lung-apposed surface conforms generally to the
V-like shape of the central tendon. A reference plane at the same
height across different Pdi values is shown by a dotted
line, and the diaphragm is elevated relative to the reference plane by
increasing Pdi. A depression in the crural region is more
pronounced at higher pressures, and the curvature transverse to fiber
direction is smaller than along the fibers. These data show that
diaphragm shapes are similar in the range of applied pressures.
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The mean ± SD of Lo was found to be
18.5 ± 1.51 mm. Uniaxial length-tension curves along and
transverse to the muscle fibers as well as a passive length-tension
curve during pressure loading are shown in Fig.
4. These data demonstrate that there is a
shift of the length-tension curve of the intact diaphragm compared with that of the uniaxial length-tension curve along the muscle fibers. Therefore, the diaphragm is less extensible during pressure loading than during uniaxial passive stretching in the direction of the muscle
fibers. The data in Fig. 4 also demonstrate a significant leftward
shift of the length-tension curve in the transverse direction to the
muscle fibers compared with the length-tension curve along the fibers,
indicating a greater extensibility of the muscle in the fiber direction
than transverse to the fiber direction. Furthermore, at lower levels of
stresses the slope of the length-tension curve transverse to the muscle
fibers is much steeper than the slope of the length-tension curve along
the fibers, indicating a greater muscle passive stiffness in the
transverse fiber direction than along the muscle fibers.
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Means ± SD of the curvature of the midcostal region of the left
hemidiaphragm muscle in the 
plane and muscle maximum principal stress as a function of the applied pressure are shown in Fig. 5. In general, both radius of curvature
and stress increase as a function of pressure. There was no significant
difference between radii of curvature at Pdi of 3 and at 6 cmH2O. However, radius of curvature was greater at
Pdi of 15 cmH2O than at lower pressures. Stress
differed across the three pressure values and was greatest at the
largest applied pressure.
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Averages ± SD of the regional thickness of the excised unstressed
diaphragm from three rats are shown in Fig.
6. Muscle thickness is not uniform and
appears to be greater in the crural than the costal diaphragm. In
contrast to the right hemidiaphragm, the dorsal region of the left
costal diaphragm appears to be thinner than midcostal region.
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Magnitudes and directions of maximal principal tension
(
1) and minimal principal tension (
2),
computed for Pdi = 15 cmH2O are shown in
Fig. 7.
2 is oriented at right angles to
1 and is
nearly always in the plane of the membrane.
1 in the
muscle varies between 0.06 and 0.12 N/cm for the right hemidiaphragm and from about 0.1 and 0.2 N/cm for the left hemidiaphragm. In the
central tendon,
1 is about 0.1 to 0.15 N/cm, compared
with
2 of about 0.04 to 0.1 N/cm. Tension in the central
tendon is generally larger than in the muscle, and regions of muscle
where tension is highest are located at the edges of the diaphragm, where the muscle was attached to the mold. In the costal regions
1 is approximately parallel to the muscle fibers, and
tensions in the direction transverse to the fibers (
2)
are relatively small.
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DISCUSSION |
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Our data confirm the hypothesis that diaphragm muscle is anisotropic, with greater stiffness in the transverse fiber direction than along muscle fibers, and tension distribution in the intact diaphragm is nonuniform, whereas shapes of the diaphragm are similar across physiological range of Pdi. Furthermore, our data suggested that the diaphragm is stiffer during pressure loading than during uniaxial loading along the muscle fiber direction. The passive shape of the diaphragm is determined by the material properties of the muscle and the load applied to it. We assumed that the passive diaphragm including the central tendon acts as a membrane. That is, the diaphragm is capable of carrying significant stresses in two dimensions but is too thin to carry significant bending moments or shear perpendicular to its plane. A membrane is a statically determinant structure; the tensions that it carries for a given loading can be computed without knowing its material properties. Tension parallel to the muscle fibers is the stress along the fiber direction divided by local muscle thickness. Tension in the direction transverse to the muscle fibers must balance the local Pdi, local fiber stress, and the local principal radii of curvature.
In the simplest model of the diaphragm, it is assumed that tension is
uniform and that the diaphragm has a hemispherical shape (19). Therefore, the relationship among pressure, tension,
and curvature is governed by the simplest algebraic form of the Laplace law, Pdi = 2
T, where
and T are curvature and
tension of the membrane, respectively. Kim et al. (9) used
direct measurements of Pdi and tension in dogs to compute
radius of curvature from the Laplace equation. They found that
curvature changes little or increases at large lung volumes rather than
decreasing, as theory would predict, and concluded that since curvature
changed very little the action of the diaphragm resembles that of a
piston. Gates et al. (8) developed a model that assumed an
axisymmetric-shaped membrane of the diaphragm composed of anisotropic
elastic material. Whitelaw et al. (19) presented a model
that relaxed the hypothesis of axisymmetry of Gates et al. but assumed
the diaphragm to be isotropic with uniform tension as in a soap film.
Their membrane model was supported on a boundary shaped into the
outline of a transverse section of the human thorax and was loaded by
hydrostatic pressure similar to that in the abdomen. Whitelaw and
colleagues pointed out that a soap film inflated from an elliptical
ring formed an indentation across its minor axis similar to the one caused by the spine in the transverse cross-section of the human thorax. This soap film has the shape of a double hump, resembling that
of the human diaphragm.
We developed a finite element hemispherical membrane model of the
passive diaphragm (3). Our model relaxed the hypothesis of
homogeneous anisotropic elastic membrane used by Gates et al. (8). Instead, we examined the effect of anisotropic
properties of the muscle and inextensibility of the central tendon on
the displacement and curvature of a pressurized hemispherical membrane. In particular, we tested the hypothesis that muscle anisotropy might
serve to limit the repertoire of shapes available to the diaphragm
irrespective of the Pdi distribution within the
physiological range. Using finite element technique we developed a
hemispherical pressurized membrane model with an inextensible cap,
simulating the central tendon and either isotropic or anisotropic skirt
simulating the muscle. The anisotropic muscle has more compliance in
the direction of the fibers than transverse to the fibers. Our results demonstrated that when the membrane is inflated, anisotropic muscle of
the diaphragm changed curvature less than isotropic muscle. We
concluded that changes of diaphragm shape are restricted because of the
unique properties of the central tendon and muscle, i.e., the
inextensibility of the tendon and anisotropy of the muscle. In previous
studies of intact canine diaphragm we reported that curvature of the
midcostal diaphragm was uniform along muscle fibers (2, 4)
and changed little with changes in lung volume (5).
Results of the current study show similarity of the shapes computed in
a range of Pdi between
3 and 5 cmH2O. Our
preparation, however, did not include rib cage, and therefore the zone
of apposition did not affect diaphragm shape.
The diaphragm may be unique among skeletal muscles in that it supports stress in the direction transverse to the muscle fibers. Trunk skeletal muscle, such as intercostal and abdominal muscles, are in multiple muscle layers so that they can support a pressure without transverse loading, although stress has never been directly measured in these muscles. Even if stress in the diaphragm is greater parallel to the muscle fibers, there is stress in the in-plane transverse direction to the fibers as well. It is likely that this transverse stress is supported by a connective tissue that might have a structure different from those of other skeletal muscles. Because the diaphragm is subjected to pressure rather than uniaxial loads in vivo, data from uniaxial in vitro experiments may not accurately represent physiological behavior of the diaphragm muscle. There are very limited physiological data available on the canine diaphragm under biaxial loading in vitro (1, 17). In particular, Boriek et al. (1) reported stress strain data obtained from biaxial loading tests of muscular sheets excised from the midcostal region of the dog diaphragm. Stresses in the direction along and transverse to the muscle fibers were measured for different combinations of strains in the two directions. The results of Boriek et al (1) demonstrated that the muscle sheet is more compliant and considerably more extensible in the direction of the muscle fibers, and that is consistent with our data of both the excised and intact diaphragm of the rat. However, the measured transverse stiffness was not high enough to explain the observation that strains in the transverse direction in vivo were near zero in the Boriek et al. (1) study (5), and therefore it was concluded that passive transverse stress in vivo is small. It is possible, however, that during muscle activation transverse stiffness is high enough to cause in vivo negligible transverse fiber strain.
The data in Fig. 4 demonstrate that diaphragm muscle is less extensible during pressure loading than during uniaxial passive stretching of muscle sheets. These data show that the diaphragm muscle is more compliant and much more extensible in the fiber direction than transverse to the fibers, and therefore these data are consistent with published data on diaphragm properties of the dog (1, 10, 17). As noted by Smith and Loring (16), the nonlinearity of the length-tension curves are reflected by the disproportionate increases in compliance at low lung volumes. They reasoned that such nonlinear elastic behavior is related to a recruitment phenomenon: as extension increases, unstressed fibrous elements are progressively recruited and contribute to stiffness in parallel.
Because markers were physically attached to the muscle we assumed that the average interbead distances are proportional to the average changes in muscle sarcomere length. Our data on the length-tension relationships during pressure loading reflect a total length change of muscle length of about 21% from optimal length. Previous published work demonstrated that sarcomere length in the rat is about 2.8-3.0 µm at optimal length (13, 14). Therefore, by applying Pdi of 15 cmH2O we stretched the muscle in the range of sarcomere lengths of about 2.9 to about 3.5 µm.
Margulies et al. (10) used the finite element program, ANSYS, to compute diaphragm stress at functional residual capacity (FRC) in supine dogs under special conditions of a pneumothorax and fluid-filled abdomen so that Pdi could be assessed accurately. Their study demonstrated that for a given fiber length stresses were two- to threefold larger along fibers under biaxial vs. uniaxial conditions. These results were not surprising because most materials require a larger tensile force to hold a sheet at a given stretched length when there is an additional tensile force acting orthogonal to that of the applied load than under uniaxial load where the orthogonal direction is unconstrained (7). Therefore, the leftward shift of the biaxial length-tension curve relative to the uniaxial length-tension curve in Fig. 4 is consistent with the data of Margulies et al. (10) of the dog diaphragm.
When the diaphragm is in static equilibrium, its unloaded state determines its shape, the material properties of the membrane, and the boundary conditions, i.e., all applied forces. The tension distribution in such an elastic system would be the same as in a rigid structure with the same deformed shape as that of the elastic diaphragm and subjected to the same loads. Although the unloaded shape and material properties of the diaphragm are not known, if the deformed shape at static equilibrium and the loads are known, finite element analysis can be used to compute the stress distribution. The current study and the study of Margulies et al. (10) have used this strategy to compute tension distribution in the diaphragm. Margulies et al. demonstrated that tension in the diaphragm of the dog is nonuniform and that the greatest in-plane tension was essentially aligned with the direction of muscle bundles and is two to four times larger than the tension in the direction transverse to the muscle fibers. In the central tendon of the canine diaphragm, collagen fibers have a random orientation near the midline, but near the insertion of the muscle, collagen fibers are preferentially oriented parallel to the muscle fibers. If collagen fibers were oriented in the direction of greatest stress, this would imply that near the central tendon in the muscular region of the diaphragm there is greater stress along the muscle fibers than transverse to the fibers. In the study of Margulies et al., however, markers were not placed on the central tendon, and therefore the central tendon and muscle domains could not be distinguished from each other.
In our study we report tension values computed from the finite element analysis in grams per centimeter. We used a Pdi of 15 g/cm2 and a uniform thickness of 0.1 cm, which is about the same thickness as that of the unloaded left midcostal fiber bundle (Fig. 6B). Tension in the costal muscle of the diaphragm was nonuniform, and tension along the fibers was severalfold greater than tension in the transverse direction. This is consistent with earlier predictions of small in vivo passive transverse stress inferred from in vivo (10) and in vitro (1) studies of the dog passive diaphragm.
Placement of markers on the central tendon allowed us to distinguish between the central tendon and the muscle domains. Tension is greater in the central tendon than in the muscle, and because thickness of the central tendon is about one-tenth that of the costal muscle, stresses in the central tendon should be even greater than that of the muscle. Stress in the midcostal muscle is computed by dividing tension in the midcostal region of the membrane by 0.1 cm, the thickness of unstressed muscle. The dorsal costal region is thinner than other regions of the diaphragm muscle, so that equal tension in the membrane will produce larger stress in the muscle of the dorsal region. Our results demonstrated that muscle thickness was nonuniform between the costal and crural regions. This indicates that both stress in the muscle and tension in the diaphragm membrane cannot be uniform in these regions. If tension were uniform in either the crural or the costal diaphragm, then stress would vary inversely with thickness. Therefore, muscle thickness data can be used to estimate stresses from tension.
Investigators have predicted tension in the diaphragm by using
measurements of curvature from X-ray projections, providing assumptions
about the Pdi gradient and making use of the Laplace law.
The estimate of tension by Smith and Loring (16) was 0.05 and 0.4 N/cm in upright and supine postures, respectively. Lower tensions of 0.1-0.2 N/cm were computed by Whitelaw et al.
(19). Paiva et al. (12) predicted tensions of
0.32-0.54 N/cm in supine humans. Our finite element analysis of
the rat diaphragm predicted tensions of 0.003-0.1 N/cm in the
muscle and even higher values of 0.1-0.15 N/cm in the central
tendon. We confirmed the finite element results by using the Laplace
equation to compute maximum principal stress using pressure and maximum
principal curvature of the midcostal muscle of the diaphragm. The
finite element results in Fig. 7 are in agreement with the analytic
results in Fig. 5, obtained using the Laplace equation. For example, at
pressure of 15 cmH2O, the stress in the midcostal muscle
computed from Laplace was about 12.5 g/cm2, whereas the
stress computed from the finite element analysis ranged between 10 and
15 g/cm2.
In summary, we developed in vitro preparations of both the intact and excised diaphragms to test the hypothesis that diaphragm muscle is anisotropic, with smaller compliance in transverse fiber direction than along fibers, and therefore, shape change may be small across physiological range of Pdi. In particular, we determined the relationships among tension distribution, Pdi, shapes for various conditions of loads, and muscle fiber length. Our results show that the overall shapes of the diaphragm and orientation of principal curvature were similar among the examined Pdi, although local curvatures were different between Pdi of 3 and 15 cmH2O. Principal curvature was greater along muscle fibers than transverse to it. In the central tendon, tensions were nearly isotropic, and because tendon thickness was much smaller than muscle, stresses in the central tendon were much higher than the muscle. In the costal region, tensions were anisotropic and the largest principal tension was nearly aligned with fiber direction. Our results of the length-tension relationships demonstrated that the costal diaphragm muscle is anisotropic with greater extensibility and greater muscle compliance in the direction of fibers than in the direction transverse to the fibers. Furthermore, the diaphragm muscle is stiffer during pressure loading than during passive uniaxial stretching in the direction of muscle fibers.
Perspectives
This study demonstrates the first isolated diaphragm preparation that successfully replicates at least in part the in vivo mechanical behavior of the diaphragm. The data from several published in vivo and in vitro studies of the dog diaphragm are consistent with the results from our in vitro preparation. With use of this in vitro preparation the entire shape of the diaphragm can be computed, whereas it is difficult to measure the entire shape of the diaphragm in vivo. Furthermore, with the use of this preparation regional muscle length of both hemidiaphragms can be accurately measured. Therefore, this preparation coupled with numerical techniques like the finite element methods can be used to determine the functional relationship among tension, pressure, shape, and regional muscle length. However, contraction of the diaphragm muscle changes the mechanical properties of the whole diaphragm, and although diaphragm shape may be similar it is important to assess the mechanical determinants of the diaphragm in the active state under different Pdi. In particular, future experiments should include the effect of transverse stress on the contractile properties of the diaphragm. In particular, knowledge of the effect of biaxial loading on the active length-tension relationship should improve our understanding of diaphragm function.| |
ACKNOWLEDGEMENTS |
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We are grateful to Q. Lin, D. Zhu, J. Edwards, N. Kelly, M. Moody, A. M. Doneski, and A. Jafarzadeh for technical assistance.
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FOOTNOTES |
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This work was supported by the National Heart, Lung, and Blood Institute Grant HL-46230.
Address for reprint requests and other correspondence: A. M. Boriek, Pulmonary Section, Suite 520B, Dept. of Medicine, Baylor College of Medicine, One Baylor Plaza, Houston, TX 77030 (E-mail address: boriek{at}bcm.tmc.edu).
The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Received 21 February 2000; accepted in final form 21 August 2000.
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