Vol. 277, Issue 1, R86-R93, July 1999
Nonlinear, fractal, and spectral analysis of the EEG of
lizard, Gallotia
galloti
Julián
González1,
Antoni
Gamundi2,
Rubén
Rial2,
M. Cristina
Nicolau2,
Luis
de
Vera1, and
Ernesto
Pereda1
1 Laboratorio de
Biofísica, Departamento de Fisiología, Facultad de
Medicina, Universidad de La Laguna, 38320 Tenerife; and
2 Laboratorio de
Fisiología, Departamento de Biología Fundamental y
Ciencias de la Salud, Universidad de las Islas Baleares, 07071 Mallorca, Spain
 |
ABSTRACT |
Electroencephalogram (EEG) from dorsal cortex of lizard
Gallotia
galloti was analyzed at different
temperatures to test the presence of fractal or nonlinear structure
during open (OE) and closed eyes (CE), with the aim of comparing these
results with those reported for human slow-wave sleep (SWS). Two
nonlinear parameters characterizing EEG complexity [correlation
dimension (D2)] and predictability
[largest Lyapunov exponent
(
1)] were calculated,
and EEG spectrum and fractal exponent
were determined via coarse
graining spectral analysis. At 25°C, evidence of nonlinear structure was obtained by the surrogate data test, with EEG phase space
structure suggesting the presence of deterministic chaos (D2 ~6,
1 ~1.5). Both nonlinear
parameters were greater in OE than in CE and for the right hemisphere
in both situations. At 35°C the evidence of nonlinearity was not
conclusive and differences between states disappeared, whereas
interhemispheric differences remained for
1. Harmonic power always
increased with temperature within the band 8-30 Hz, but only with
OE within the band 0.3-7.5 Hz. Qualitative similarities found
between lizard and human SWS EEG support the hypothesis that reptilian
waking could evolve into mammalian SWS.
correlation dimension; largest Lyapunov exponent; fractal exponent; harmonic power; reptile telenchephalic activity
 |
INTRODUCTION |
EVOLUTIONARY STUDIES searching for the origin of
mammalian and avian sleep using reptiles as experimental animals
proliferated in the sixties and in the seventies. Unfortunately, the
results were discouraging, because neither slow-wave sleep (SWS) nor
rapid eye movement sleep (REMS) was unquestionably found in these
animals. However, recent works (27) have demonstrated unequivocal REMS in the platypus, a primitive mammal, although it showed rather deviant
characteristics from the well-known REMS of mammals and birds. After
this result, it seems compulsory to analyze reptilian neurophysiology,
trying to find the minimum set of characteristics needed to define both
SWS and REMS. Using signal analysis techniques (10), our
group showed that the reptilian electroencephalogram (EEG) exhibited
slow-wave spindles and high-voltage spikes that could appear both
spontaneously and after sensory stimulation, a set of traits very
similar to those found in mammals during SWS. This evidence was used to
support the idea that the reptilian waking, being mainly due to the
activity of brain stem structures, could evolve into the mammalian SWS.
As a result, the true evolutionary acquisition of mammals would not be
sleep, but cortical wakefulness achieved after the development of
multisensory motor processing areas in the neocortex.
The development of new methods for time series analysis could help to
overcome the problems found in earlier studies. In particular, mathematical tools for the study of nonlinear dynamical systems have
made possible the analysis of complex signals, formerly regarded as
stochastic, from a different point of view. In regard to the EEG, they
are contributing to a better characterization of the integrative brain
operation (22). The two nonlinear measures mostly calculated have been
the correlation dimension (D2), a measure of the EEG complexity that
estimates its degrees of freedom, and the largest Lyapunov exponent
(
1), an index of the
sensitive dependence of the temporal evolution of the system on initial conditions. When
1 is greater
than zero, different states of the system that are arbitrarily
close will become separated after sufficiently long times,
as it happens in chaotic systems (11). These measures have been used to
clarify many different aspects of human and other mammal EEGs (12, 19,
22) and also as a sign of chaotic behavior in the system producing the
signal (3). Therefore, it seems interesting to use them in search of
similarities among physiological signals from different animal species.
A limitation to the usefulness of D2 and
1 comes from the fact that,
when calculated from linearly correlated noise, the later can be
misinterpreted as a nonlinear signal (23). Consequently, it is
essential to test whether nonlinearity is present in a given time
series before carrying out its analysis. One way to achieve this goal
consists of comparing the value of a nonlinear parameter (i.e., D2)
from the original signal with those calculated from an ensemble of
surrogate signals (32). Surrogate signals are obtained from the
original in such a way that they preserve most of its properties but
are devoid of coherent phase relationships. Recent results (19) showed
that human EEG exhibits a nonlinear characteristic mainly during SWS,
presenting the lowest values for D2 in this state. Similar outcomes
have been reported in regard to
1 (12, 25).
Another way to characterize the complexity of a time series involves
the determination of its fractal dimension without carrying out a
previous reconstruction of its dynamic in the phase space. This method
has many operational advantages over those described above (7). A
recent procedure for this purpose is called coarse graining spectral
analysis (CGSA) (33), which is based on the calculation of the fractal
exponent
from the power spectral density (PSD) function of signals
that exhibit frequency power-law dependence
1/f
.
In addition, this algorithm allows us to split the total PSD in two
components: harmonic and fractal. Although the presence of
deterministic chaos (with a broad-band spectrum) is incompatible with
this type of fractal, theoretical studies have demonstrated that random
fractal noise can fool the algorithms for D2 estimation (18). Thus a
linear correlation between D2 and
has been found in human EEG for
all states except during SWS, and, as a consequence,
has been
proposed as a useful measure to describe the human EEG in these stages
(19).
The three main goals of this work are
1) to establish whether the
reptilian EEG exhibits fractal or nonlinear characteristics in
different experimental situations and, if so, to describe them by
calculating
, D2, and
1,
2) to determine the changes in the harmonic components of the EEG among these situations, and
3) to compare the results obtained
from those reported for human SWS EEG.
 |
METHODS |
Animals and data acquisition. EEG
signals were registered in six lizards
(Gallotia
galloti) from the Canary Islands
chronically implanted with electrodes symmetrically placed on the
surface of the dorsal cortex of both hemispheres. To analyze an ample choice of different activity states, EEG recordings were obtained during waking with open (OE) and closed eyes (CE) at temperatures of 25 ± 1 and 35 ± 1°C, as well as during night rest (NR) at 20 ± 1°C while the animals were kept in a soundproof, thermostated chamber. Before the diurnal recordings, animals were maintained in the
chamber during an adaptation period of 8 h at the selected temperature.
NR recordings were collected 4 h after the light was turned off, with
temperature maintained at 20°C. The EEG signals corresponding to
the left (LH) and right (RH) hemispheres were digitized at 256 samples/s by means of a 12-bit analog/digital card and stored in a
personal computer for further analysis. Five nonoverlapping segments of
4,096 samples (16 s) from each lizard in every temperature and
experimental situation were chosen for the analysis after careful
inspection for stationarity and lack of artifacts from the measurement
devices or animal movements. The resulting EEG signals were
preprocessed to achieve a zero mean and unity variance. Linear trend
was removed through the least squares fit method.
Nonlinear
techniques. Once the EEGs were
embedded in phase space states of dimension
m (from 2 to 20) according to Takens (29),
1 was calculated using
the algorithm of Rosenstein et al. (26), which has been shown to be
accurate and robust (i.e., not sensitive to the initial choice of
parameters in the calculation) dealing with short time series. The
average evolution of intervector distances (
S) was computed as a
function of the evolving time (t)
for m ranging from 7 to 10, different
delay times (10-20 sample units), and neighborhood sizes.
1 was then calculated as the average slope of the plots log
S vs.
t in each m. As for D2, the correlation integral [C(r) for distances r] in each
embedding space was obtained using the Grassberguer-Procaccia algorithm slightly modified after Theiler (31) to reduce the effect of temporal
correlations. The correlation time was taken as the time for the
autocorrelation function to drop to 1/e. The limits of the linear
region in the five highest dimensions (16-20) were determined for
the ensembles of segments in each experimental situation by visual
inspection of logC(r) vs. log(r) curves. Then, the slopes [
log
C(r)/
log(r)] of these curves were plotted against log(r), and
their mean and SD were calculated for each of the log(r) values between
the fixed limits. D2 was estimated as the mean value with minimal SD,
but saturation was considered satisfactory only when SD was <0.1.
To obtain statistical evidence whether the EEG presented nonlinear
structure, 39 surrogates from each segment were constructed as follows:
1) a Gaussian-distributed set of
random numbers with the same mean, SD, and rank structure as the
original data was generated; 2) a
random-phase surrogate of this Gaussian-distributed set was constructed
by taking the Fourier transform of the original data, randomizing the
phases of this transform, and taking the inverse transform; and
3) the original data were shuffled
so that they had the same rank structure as the random-phase surrogate constructed in step
2. This variant of the original data
is the Gaussian-scale random-phase surrogate (32). Data sets
constructed in this way avoid the spurious identification of nonrandom
structure that the simpler phase-randomized surrogates can produce
(24). Then, the value S = |Q
s|/
s
is estimated, where Q is the Takens best estimator of D2 (21) for the
original signal, and
s
and
s are the mean value and
the SD of the estimator for its 39 surrogates. The units of S are
commonly called sigmas (32). When the number of sigmas is greater than
two, the time series is considered nonlinear (with a level of
significance
= 0.05). Otherwise, the null hypothesis could not be
rejected, i.e., the original was not different from linearly correlated
noise transformed by a static, monotone nonlinearity (24).
Spectral techniques. Spectral
characteristics of the time series were determined via the CGSA method
(33). Briefly, if the total spectral power of a signal consists of both
harmonic and nonharmonic (i.e., fractal) components, they can be
separated. This is so because the fractal component is scale invariant,
i.e., when rescaled, it will still retain its power when cross
correlated with the original data (16). In contrast, rescaling of
harmonic components causes a complete loss of spectral power when cross correlated with the original.
can be obtained then as the absolute value of the slope of the fractal power vs. frequency in log-log scale.
The frequency range of 3-30 Hz was selected because the spectra
presented the clearest
1/f
dependence within it. The spectral power within each band was calculated as the sum of the harmonic power accumulated in the ranges
0.3-7.5 Hz [low-frequency band (LF)], and 8-30 Hz
[high-frequency band (HF)]. The choice of these ranges for
each frequency band was made according to the characteristic shape of
the EEG spectra in these animals.
Statistical comparisons. Multivariate
ANOVA with repeated measures, with temperature (25 and 35°C),
experimental situation (OE and CE), and hemisphere (LH and RH) as
dependent factors, was used to determine differences among the mean
values of the parameters. Least significant difference post hoc test
was used to compare pairs of means. NR was compared only with the
experimental situation 25°C CE by using a
t-test for dependent samples. In addition, Pearson correlation coefficient was used to establish whether
there was any linear dependence between D2 and
. In every case,
statistical evidences were considered significant when
P < 0.05.
 |
RESULTS |
EEG records. Figure
1, left,
shows examples of EEG traces from one lizard during NR, 25, and
35°C (CE, LH). In addition, a trace of human EEG during SWS (C3-A2
derivation) recorded in our laboratory is shown for comparison. The
presence of slow waves is evident in both reptilian and human EEG
records.

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Fig. 1.
Original electroencephalogram (EEG) traces
(left) and corresponding normalized
power spectral density (PSD; right).
Lizard EEG records at 20 (A), 25 (B), and 35°C
(C) [left hemisphere (LH),
closed eyes (CE)], and 1 human EEG record during slow-wave sleep
(D). In all traces, vertical axis is
in mV.
|
|
Nonlinear measures. Figure
2 shows an example of a plot of the slope
[
logC(r)/
log(r)] vs. log(r) in the range
m = 16 to m = 20. The slope exhibited a clear
plateau, indicating saturation of D2 vs. increasing
m. Table 1
summarizes the percentage of segments (%S) showing this behavior in
each situation. It can be observed that this value was always high
(>65%). This result would suggest the existence of a strange
attractor with D2 ~6 and greater in LH than in RH in both awake
states only at 25°C (P < 0.001;
see Table 1). Temperature increased D2 in both hemispheres during
waking (P < 0.001). The difference
between OE and CE was only significant at 25°C in both LH and RH
(P < 0.001), with D2 greater in OE.
No differences were found between NR and 25°C (CE). As for the
dynamic parameter,
1 was
clearly greater than zero in every experimental situation. It was
always higher in RH when compared with LH
(P < 0.001) and increased with
temperature only in the CE state (P < 0.001 in RH, P < 0.01 in LH; see
Table 1). There were differences between OE and CE at 25°C
(P < 0.001 in RH,
P < 0.05 in LH), but not at
35°C. Furthermore, this parameter was significantly lower
(P < 0.01) during NR than
at 25°C, CE in RH, but not in LH.

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Fig. 2.
Plots of logC(r) vs. log(r) (left)
and slope vs. log(r) (right) for 5 highest embedding dimensions. There is a range of log(r) values where
slope is constant, corresponding to linear region on
left. In addition, slope does not
depend on embedding dimension and, so, saturation is reached. See
Nonlinear techniques for more
information.
|
|
Figure 3 presents the results of the
surrogate data test in both NR and OE (LH) experimental situations.
Only at 25°C was the mean number of sigmas (and its 95% confidence
limit) >2, the statistical threshold to reject the null hypothesis of
linearly correlated noise for some embedding dimensions. At 35°C,
although for these dimensions the mean value remained >2, the
confidence limit included this value, indicating that at this
temperature it is not possible to assert statistically the presence of
nonlinear structure in the EEG. Similar results were reached for CE and RH. In addition, during NR the mean value was <2, so in this case it
was not possible to reject the null hypothesis.

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Fig. 3.
Number of sigmas vs. embedding dimension for ensemble of EEG analyzed
during night (A), 25°C
(B), and 35°C
[C; LH, open eyes (OE)].
Bars indicate 95% confidence limit for mean. Only at 25°C is mean
value above limit of 2 for a certain range of embedding dimensions,
allowing us to reject the null hypothesis of linearly correlated
noise.
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|
Spectral measures. The power spectra
corresponding to each of the EEG traces of Fig. 1 are shown in Fig. 1,
right. In all the spectra, the
existence of slow waves is clearly stressed for the presence of a main
peak in the 1- to 3-Hz frequency range. Figure
4 illustrates the ensemble average of both
fractal (Fig. 4. left) and harmonic
(Fig. 4, right) power spectra at 25 and 35°C (OE) of the LH obtained via CGSA. Fractal spectra
exhibited a clear power-law dependence, with
~2 and, unlike the
nonlinear parameters, decreased equally in both hemispheres from 25 to
35°C (P < 0.001). There were
differences neither between both hemispheres nor between OE and CE
states.
was also unable to distinguish between NR and 25°C CE.
In regard to the harmonic spectra, they always exhibited a main peak
with center frequencies of 1.3 ± 0.3 Hz at 20°C, 1.6 ± 0.1 Hz at 25°C, and 2.1 ± 0.2 Hz at 35°C, with statistical
differences only between 20 and 35°C
(P < 0.05). The harmonic spectral
power within the LF and HF bands is shown in Fig.
5; because no differences were found
between hemispheres, they were considered together. The power during OE
was greater than during CE at 25°C
(P < 0.001) only in the HF band and
in both LF (P < 0.001) and HF bands
(P < 0.05) at 35°C. Furthermore, as can be seen in Fig. 5, the power increased globally with temperature (P < 0.001). This increment affected
both bands in OE, but it was only evident in the HF band during CE
records. In addition, the power decreased significantly in both bands
during the night (P < 0.01).

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Fig. 4.
Both components of EEG PSD isolated via coarse graining spectral
analysis: fractal (left) and
harmonic (right) at 25 (solid lines)
and 35°C (dashed lines). It is noteworthy that slope of fractal
power (and in consequence fractal exponent ) is slightly greater (in
absolute value) at 35°C.
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Fig. 5.
Total harmonic power in each band at 25 and 35°C during OE
(left) and CE
[right; note this panel includes
night recording (NR)]. ** Differences between states at
each temperature (P < 0.01);
 differences between 25°C CE and NR
(P < 0.01).
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|
In Fig. 6, global linear correlation
between
and D2 for every segment analyzed is shown. There was a
negative correlation, with
decreasing for increasing D2, but when
each situation is considered separately, this correlation was
significant only for NR and at 35°C (RH, OE). Results from every
experimental situation are shown in Table 1.

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Fig. 6.
Correlation dimension D2 vs. fractal exponent (all segments
included). P value for linear
correlation is indicated top
right. As can be seen, this
correlation was inverse and significant.
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 |
DISCUSSION |
The results from the nonlinear measures suggest that the EEG of lizards
possesses a structure in its phase space resembling what we can find in
systems with a strange attractor and thus the presence of deterministic
chaos. In fact, most of the EEG records showed saturation of the plots
D2 vs. log(r) when increasing m,
suggesting the existence of a chaotic process with a relatively high
complexity (D2 ~6). Furthermore, in every experimental situation the
dynamic parameter
1 was >0
(
1 ~1.5), apparently
supporting this later conclusion. Nevertheless, a surrogate data test,
used to check if these outcomes were spurious, showed that the null hypothesis of linearly correlated noise could only be rejected at
25°C in both OE and CE, whereas at 35°C the results were not so
conclusive. Anyway, the evidence of nonlinearity was never too strong:
the mean value of sigmas (and its 95% confidence interval) was
slightly >2 only at certain values of
m. It is well known that an increase
of the time series complexity (D2 at 35°C was greater than at
25°C) decreases the ability of the surrogate data test to
distinguish from linearity (32). However, this increment was not large
enough here to produce this methodological misinterpretation. In fact,
other EEG characteristics (such as band spectral power) also changed
with temperature, suggesting that this exogenous factor greatly
conditioned the structure of the signal. In this context it is worthy
to mention that, as is well known, the reptilian physiology is strongly
dependent on temperature. In moderately favorable environmental
conditions, reptiles tend to maintain their body temperatures within
certain limits in what is called their mean selected (20) or preferred
temperature. Pilot experiments, in which the
Gallotia lizards were able to select
their exposure to heat in their home cages, rendered 26-29°C
as the self-selected cephalic temperature, this coincides with earlier
studies carried out in the same species (13). Thus, at the experimental
temperature closer to the preferred one (25°C), the integrated
activity of the lizard telencephalic cortical neurons (estimated via
the EEG) showed a nonlinear structure with different characteristics in the two awake states analyzed, waking (OE) and rest (CE). However, the
scenario changed when temperature increased up to 35°C: the differences between both states disappeared and the evidence of nonlinear structure became weaker. Moreover, D2 increased in every case
and
1 only in CE. Because D2
gives an estimation of the signal complexity (11) while
1 has recently been used to
quantify morphological regularity ratings in the EEG signal regardless of its level of chaos (15), this indicates that at 35°C the EEG
became more complex and less regular and predictable (greater D2 and
1). A possible explanation of
these results could be that the lizards might control their
physiological activity, for instance, by changing their central nervous
system level of activation to succeed in meeting changing demands, as
long as their body temperature is kept within the range of preferred
temperature. This is shown in the modified structure of
the EEG according to the eye state, which should follow both
environmental and internal factors. On the contrary, at 35°C (well
over the preferred temperature range), a reduced efficiency of the
regulatory mechanisms is shown by the lack of difference between OE and
CE. The importance of eye state in determining the EEG activity is well
known in mammals (arousal reaction) and also in birds (1).
The effects of temperature could consist of a simple metabolic
increase: heating the body tissues produced a nonspecific increment of
the nervous activity regardless of the activation or inactivation needs. This is congruent with some results reported for evoked responses (ER) in reptiles (2), which presented the best ER (signal)-to-EEG (background) ratio at the preferred temperature range,
whereas it decreased when body temperature was moved to extreme values.
It is well established that maintaining the body temperature within
narrow limits (as happens in homeotherms, but also to a limited extent
in reptiles) serves to maintain an effective endogenous control of
physiological variables in front of changing external factors. On the
other hand, the increasing of D2 with the temperature never reached
values comparable to those from waking mammal (D2 ~8), remaining
instead much closer to those from mammalian SWS (D2 ~5). Increasing
the temperature in reptiles is always correlated with an increase of
their activity. On the contrary, a high temperature causes sleepiness
and also the production of slow-wave EEG in mammals (6), which means
that these animals show mixed features between waking and
SWS. Thus, although nonlinear analysis has not yet been
performed in mammals under hyperthermia, a D2 lower than that of waking
but higher than that of SWS should be expected. Therefore,
hyperactivity in reptiles increases the complexity of their EEG as
measured by D2, but the values reached are still far from those of
waking mammals and are similar to those that can be expected in mammals
under hyperthermia. Considering both the D2 increment and the weak
evidence of nonlinear structure at 35°C, the changes caused by
hyperthermia are probably due to an increase of EEG randomness instead
of a true increase in alertness. The same could be
expected from the corresponding values of mammals under hyperthermia.
NR results deserve a closer look. Although there was a significant
correlation between D2 and
(see Table 1) and the results from the
surrogate data test did not allow us to assert that nonlinearity was
present, the values of the nonlinear measures (D2 and
1) were not different from
those obtained at 25°C CE. This seemingly paradoxical outcome can
perhaps be explained by taking into account the signal-to-noise ratio,
considering the background EEG as "noise" opposed to the
goal-directed activity that should be dominant during waking. During
NR, EEG amplitude reached the lowest values, and, most likely, the low
level of neural information processing (with nonlinear dynamic) would
have been masked in a high percentage of background activity. It is
also noteworthy that in human EEG, the transition from awake to SWS is
characterized by a drastic decrease in the absolute value of nonlinear
estimators, parallel with a change from linear to nonlinear structure
(19). However, in lizards there were no differences between diurnal
rest at 25°C with CE and NR (a state in which the animal is clearly
at rest with its eyes closed, but where no additional evidence of real mammallike sleep was obtained). Further studies are being carried out
at present in our laboratories to obtain a deeper insight into this
complex situation.
The fractal EEG spectra obtained via CGSA in every experimental
situation showed power-law dependence
1/f
with
~2. In accordance with the requirements found by Yamamoto and Hughson (33) for a signal to be a random fractal, in addition to
the former condition, the EEG might present a percentage of fractal
power near 100%. These restrictions were fulfilled for all the records
analyzed (see Table 1). It means that, at any temperature, a great
percentage of the EEG power was not due to the harmonic components
(with well-determined discrete and harmonic frequencies) but spread out
in a wide range. The negative linear correlation found between D2 and
the fractal parameter
at 35°C (RH, OE) suggested that the
behavior of the EEG of lizards at this temperature could be compatible
with those from a linear system with power-law spectra, which exhibits
a well-described dependence between these measures (18). On the
contrary, the lack of correlation at 25°C supported the nonlinear
character of the EEG already suggested above. In fact, at this
temperature, D2 was sensitive enough to detect differences between both
diurnal states and hemispheres, whereas
was not. In those cases
where both measures are correlated, it is possible to obtain an
estimation of the system complexity through the fractal exponent (33), and this information is essentially the same that can be obtained from D2.
In addition, the CGSA also allowed us to analyze the harmonic power
after removing the fractal contribution to the total spectrum. The
increase of the EEG power with temperature reported here was in good
agreement with previous studies (2, 14) that dealt with the total
spectral power. However, the present approach has the important
advantage of allowing the study of these two components (harmonic and
nonharmonic) and their variation within each band separately. A
temperature increase produced an effect on harmonic power during
diurnal states depending on the eye state. The harmonic power in the HF
band was modified by the temperature regardless of the state, whereas
the power in the LF band increased only in OE, indicating that this
increase was only due to the processing of the additional sensory
information (likely visual) reaching the telencephalic cortex. This
statement was supported by the fact that, at 25°C, differences
between states were significant only concerning the HF band: no
increase of the LF band was necessary. General power increase and
synchronization have been reported in other submammalian vertebrates as
the normal arousal reaction (4, 5), contrariwise to mammals and birds,
in which activation is reflected as a reduction of EEG power and
synchrony. To summarize, an increase of the temperature produced an
unspecific response (independent of the activation) in the HF band and
a specific response in the LF when processing sensory information
(OE). Thus the results from nonlinear analysis were
confirmed: global physiological differences between both temperatures
can be detected and characterized in the EEG signal from both its
complexity and its morphological regularity as well as from the amount
of harmonic and nonharmonic power in the LF and HF bands. In addition,
the EEG measures showed that the animals had better control of their
activation level at temperatures close to 25°C.
Previous evidence also exists on temperature-dependent changes in EEG
activity in mammals. Thus it has been reported that a reduction in
temperature causes an exponential decrease of the predominant EEG
frequencies in the Djungarian hamster during entrance into daily torpor
(9). The
Na+-K+
pump was suggested there as the rate-limiting step in determining EEG
frequency. Here we only considered the temperature effect on the main
component of the spectrum (1-3 Hz), but the shift observed was not
significant and far from those reported there. However, in a previous
study (10) we described a linear reduction of the frequencies of EEG
spindles in Gallotia lizards with
temperature. This is reflected here in the unspecific decrease of the
HF power from 35 to 25°C mentioned above, suggesting that this
effect could be associated with a temperature-dependent physiological
mechanism, as happens in the Djungarian hamster.
Only D2 and
1 were able to
detect the interhemispheric differences: both parameters were greater
in the RH than in the LH. Brain asymmetries have been documented in
many mammalian species and birds (8). Moreover, a measure of the global
complexity in the human EEG of healthy subjects was higher over the RH
during waking (28) but up to now this is the first objective
description of a functional asymmetry in a reptilian species. This
suggests that lateral differentiation could be widespread in the
vertebrate group. The most robust interhemispheric differences were
found in
1. These could mean
that a state divergence might be possible between the two hemispheres,
as has been found in some birds (1) and in marine mammals (17). Were
this effect confirmed, the basis for unihemispheric sleep would be
traceable to reptiles.
Finally, it should be mentioned that human EEG (C3-A2) during SWS and
lizard EEG at 25°C exhibited similar qualitative characteristics from the spectral and nonlinear analyses. Indeed, they both presented a
main spectral peak with a center frequency ~1 Hz (see Fig. 1), with
the presence of nonlinear structure confirmed by the nonlinear test and
the lack of correlation between D2 and
. This gives greater support
to the hypothesis outlined in our previous study (10) that both EEGs
present similarities. After the present results, we can extend these
similarities to their structure in the phase space. Quantitatively,
however, D2 and
1 of lizards (25°C) were slightly higher and
slightly lower than for human SWS (19). Furthermore, it is clear that the physiological role of the
proposed similarities might be different in each case: in mammals,
cortical EEG reflects the state of the most important processing
region, whereas in reptiles, although the cortex has some associative
ability, the main sensorimotor processing is elaborated in
mesencephalon and rombencephalon, including the main visual centers as
well as the final motor common path (4, 30). Thus, whereas mammalian
cortical EEG exhibits a nonlinear structure in SWS but is not different
from linearly correlated noise during waking, equivalent conclusions
could not be drawn in reptiles. In effect, in these animals
nonlinearity appears to be present in their telencephalic EEG during
waking at the preferred temperature, whereas it is not so clear when
the temperature increases above its optimal limits. In other words,
similar changes should have opposite meaning, from low to high
vigilance in mammals but from efficient to less efficient processing in reptiles.
In summary, the present study demonstrated that the EEG of lizards
exhibits nonlinear characteristics at 25°C (D2 ~6,
1 ~1.5) as could be inferred
from the results concerning the surrogate data test and from the lack
of correlation between D2 and the fractal exponent
. This nonlinear
structure would coincide with the highest effectiveness in sensory
processing at the preferred temperature range. So, although the
evidence of this structure was weak and seemed to be strongly dependent
on temperature (i.e., an increasing of this exogenous factor changed
the scenario), it was possible to extract information about the
neurophysiological activity of these animals and its variations in
response to internal and external changes. These changes were not
reduced to nonlinear characteristics, but included variations in both
the fractal and harmonic powers.
Perspectives
The nonlinear analysis of EEG is well documented mathematically (11),
but the meaning of the terms complexity (D2) and predictability (
1) associated to brain
function is not yet entirely clarified. Nevertheless, both D2 and
1 were able to provide insight
about reptilian EEG features that would have remained undisclosed
otherwise. These features showed small changes among different states,
maybe because the cortex is practically absent in reptiles and
therefore reptilian wakefulness would be speculated to be under brain
stem control.
More advanced nonlinear tools currently in production (such as cross
nonlinear prediction) should help to validate the reported nonlinear
structure of lizard EEG. This would represent an important step in our
knowledge of brain function, because it would demonstrate that several
neural networks are able to couple with each other in a nonlinear way
to produce the EEG. Furthermore, the presence of this structure, as
well as its qualitative characteristics close to those from human SWS,
would reinforce our hypothesis of homology between mammalian SWS and
reptilian waking. The assessment of mammalian EEG under hypo- and
hyperthermia using nonlinear methods would likely provide further
evidence of this similarity. On the other hand, it would be worthy to
extend the temperature range, trying to settle the role of the
temperature-dependent mechanism whose influence in lizard EEG is
suggested by the results. Finally, the interhemispheric asymmetry in
EEG activity, which was highlighted especially by
1, is also a striking result
that deserves further investigation to elucidate its relevance in
animal evolution.
 |
ACKNOWLEDGEMENTS |
We thank Dr. Y. Yamamoto for introducing us to the CGSA method and
Dr. Oreste Piro for valuable lectures on nonlinear analysis of
dynamical systems.
 |
FOOTNOTES |
This work was partially supported by Proyecto de Investigación
Grant 1997/036 of the Canary Government and by Fondo de Investigaciones Sanitarias Grant 97/1032.
The costs of publication of this
article were defrayed in part by the
payment of page charges. The article
must therefore be hereby marked
"advertisement"
in accordance with 18 U.S.C. §1734 solely to indicate this fact.
Address for reprint requests and other correspondence: J. González, Lab. de Biofísica, Departamento de
Fisiología, Facultad de Medicina Ctra., La Cuesta-Taco S/N,
38320, Universidad de La Laguna, Tenerife, Spain (E-mail:
jugonzal{at}ull.es).
Received 25 September 1998; accepted in final form 1 March 1999.
 |
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